Daniel Francis Haines

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 03/2017
  Securities America Inc
  Raleigh, NC
• 02/2015 → 03/2017
  Securities America Advisors
  Raleigh, NC
• 03/2017 → 07/2020
  Cetera Investment Serivces Llc
  St. Cloud, MN
• 03/2017 → 07/2020
  Cetera Investment Advisers
  Raleigh, NC
• 03/2017 → 07/2020
  First National Bank Of Pa
  Raleigh, NC
• 07/2020 → Present
  Osaic Wealth, Inc.
  Raleigh, NC

Previous Registrations

• 2017-03-17 → 2020-07-17
  Cetera Investment Advisers Llc
  Cary, NC
  Raleigh, NC
• 2015-02-26 → 2017-03-20
  Securities America Advisors, Inc.
  Cary, NC
  Raleigh, NC
  Cary, NC
• 2008-04-08 → 2015-03-03
  Msi Financial Services, Inc.
  Shelton, CT
  Raleigh, NC
  Newtown, CT
• 2005-03-31 → 2008-03-26
  Advisorsone Wealth Management Group Llc
  Newtown, CT
• 2000-08-07 → 2005-09-08
  Advisorsone,Llc
  Danbury, CT

Other Businesses

1. CAPITOL FINANCIAL SOLUTIONS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/17/2020 ADDRESS: 8816 Six Forks Rd, Raleigh NC 27615, United States DESCRIPTION: Capitol Financial Solutions is the name i use to conduct and market my business. 2. DANIEL HAINES POSITION: insurance broker NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/08/2021 ADDRESS: 8816 Six Forks Rd, Ste 301, Raleigh NC 27615, United States DESCRIPTION: Insurance broker for fixed insurance products

Exams

• S66 Uniform Combined State Law Examination
  2014-04-17
• S63 Uniform Securities Agent State Law Examination
  1983-09-21

Designations

• Certified Financial Planner

Other Names

• Daniel Francis Haines
• Daniel Francis Haines
• Daniel F Haines
• Dan Haines