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1010 Washington Blvd Suite 300, Stamford, CT 06901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-08-02 |
| NH | RA | APPROVED | 2021-02-09 |
| AZ | RA | APPROVED | 2021-01-26 |
| NV | RA | APPROVED | 2021-01-26 |
| ID | RA | APPROVED | 2021-01-19 |
| LA | RA | APPROVED | 2021-01-19 |
| NC | RA | APPROVED | 2021-01-19 |
| NM | RA | APPROVED | 2021-01-14 |
| VT | RA | APPROVED | 2021-01-14 |
| DE | RA | APPROVED | 2021-01-13 |
| OH | RA | APPROVED | 2021-01-13 |
| PA | RA | APPROVED | 2021-01-13 |
| SC | RA | APPROVED | 2021-01-13 |
| WI | RA | APPROVED | 2021-01-13 |
| RI | RA | APPROVED | 2020-06-23 |
| TN | RA | APPROVED | 2015-08-22 |
| FL | RA | APPROVED | 2015-05-22 |
| NJ | RA | APPROVED | 2015-02-20 |
| CA | RA | APPROVED | 2015-02-19 |
| IL | RA | APPROVED | 2015-02-19 |
| MI | RA | APPROVED | 2015-02-19 |
| NE | RA | APPROVED | 2015-02-19 |
| CT | RA | APPROVED | 2007-03-23 |
| TX | RA | APPROVED_RES | 2006-07-06 |
Branch Locations
1010 Washington Blvd Suite 300, Stamford, CT 06901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vision Financial Markets | Stamford | CT | 02/1988 | Present |
| Vision Brokerage Services, Inc. | New York | NY | 07/1999 | Present |
| Vision Investment Advisors, Llc | New York | NY | 09/2000 | Present |
| High Ridge Futures Llc And High Ridge Holding Company Llc | Stamford | CT | 10/2014 | Present |
1. 09/00 - PRESENT: VISION INVESTMENT ADVISORS, LLC -STAMFORD, CT; MEMBER OWNER;RIA FIRM; 5 HRS/MONTH DURING SECURITIES TRADING HOURS; MY DUTIES ARE TO COORDINATE THE REGISTRATION FILING REQUIREMENTS OF THE RIA. 2. 02/88 TO PRESENT: VISION FINANCIAL MARKETS, STAMFORD, CT- PRESIDENT AND CFO. 3. 07/1999 VISION BROKERAGE SERVICES, LLC. MANAGAING MEMBER. AFFILATE OF VISION FINANCIAL MARKETS LLC 4. 10/2014 TO PRESENT: HIGH RIDGE FUTURES LLC AND HIGH RIDGE HOLDING COMPANY LLC STAMFORD, CT- MEMBER AND PRINCIPAL. 5. Powercore Management LLC, Start Date 08/2021 Stamford CT Director. Powercore is a registered Commodity Pool Operator. 1 hour per month; working during trading hours. 6. Long Ridge Research Group LLC, Start Date 01/2022 Stamford CT Owner. Long Ridge is research organization where new business opportunities are explored. 2 hours per month; 1/4 of time during regular market hours. 7. Bi-Cultural Hebrew Academy, Start Date 08/2023 Stamford CT President. Not Investment Related. Bi-Cultural Hebrew Academy is a Jewish private non-profit school. 10 hours per month; 4 hours of time during regular market hours. 8. 1381 E Putnam Partners LLC, Start Date 09/2024, Old Greenwich CT, Managing Member, Not Investment Related. Real Estate Investment. 1 Hour per Month, ) hours during regular market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-23 |
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