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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-28 |
Branch Locations
5960 Berkshire Ln Ste 1200, Dallas, TX 75225 • United States
Garland, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Dallas | TX | 05/2012 | 05/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 05/2021 |
| Ameriprise Financial Services Llc | Dallas | TX | 05/2021 | Present |
Board of Directors; DSC Ethics committee; Ethics Board Member; 13709 Gamma Rd., , Dallas, TX, 75244; Not Investment-Related; 10/01/2024; 1 to 9 hours per month; 0 during trading hours / Garland South Area TIF Board; Chairman; 200 North 5th Street, , Garland, TX, 75040; Not Investment-Related; 02/14/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1983-02-24 |
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