Huey Kent Heise

Current Employers

Employment History

• 02/2011 → 12/2024
  Regal Investment Advisors
  Kentwood, MI
• 12/2014 → 12/2024
  Regulus Financial Group, Llc
  Kentwood, MI
• 12/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 12/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2011-02-02 → 2024-12-23
  Regal Investment Advisors Llc
  Rockford, IL
  Kentwood, MI
  Rockford, IL
  Rockford, IL
  Freeport, IL
  Grand Ledge, MI
• 2010-05-18 → 2011-03-07
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2007-07-24 → 2010-03-25
  Osaic Services, Inc.
  Rockford, IL
  Kentwood, MI
• 2003-03-14 → 2007-02-15
  Investacorp Advisory Services Inc
  Rockford, IL
• 2003-08-02 → 2007-02-02
  Klaas Financial Asset Advisors, Llc.
  Rockford, IL
• 2002-08-05 → 2003-03-04
  Thrivent Investment Management Inc.
  Rockford, IL
• 2001-02-22 → 2002-08-05
  Lutheran Brotherhood Securities Corp.
  Rockford, IL

Other Businesses

1. HUEY KENT HEISE, 157 Budlong Street, Hillsdale, MI 49242, 12/2024, Agent, Insurance/Benefits/Human Resources, NIR, 8 HR/MO, 2 HR/MO TRADING. 2. CIRA, 1776 Pleasant Plain Road, Fairfield, IA 52556, 12/2024, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-10-23
• S63 Uniform Securities Agent State Law Examination
  1985-05-04

Designations

Other Names

• H Kent Heise