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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
NJ RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Morris Plains, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Warren NJ 06/2014 Present
  • 06/2014 → Present
    Morgan Stanley Smith Barney
    Warren, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-21
S63 Uniform Securities Agent State Law Examination 1996-06-18
  • S65 Uniform Investment Adviser Law Examination
    2005-12-21
  • S63 Uniform Securities Agent State Law Examination
    1996-06-18
Other Names
  • Gary Daniel Tagliante

View on SEC IAPD

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