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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-11-07 |
| TX | RA | APPROVED_RES | 2022-10-31 |
Branch Locations
301 Green Street Suite 200G, Gainesville, GA 30501 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella And Co., Inc. | Boston | MA | 10/2010 | 10/2022 |
| Raymond James Financial Services, Inc. | Gainesville | GA | 10/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Gainesville | GA | 10/2022 | Present |
(1)Name of Business: Johnson Address: 4614 Simpson Downs, Gainesville, GA, 30507, United States Activity Type: Control Person Position/Title: Executor (Acting) Investment Related: Yes Start Date: 12/11/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My Mother appointed me as sole executor in her will. I will apply for probate this week or next. (2)Name of Business: Turner Johnson Group Address: 301 Green St NW Ste 200G, Gainesville, GA, 30501-3326, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/12/2007 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: none
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-03 |
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