Best Investors
Account
Sign in
Best Investors
Account
Sign in
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-01-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sun Life Assurance Co Of Canada | Wellesley Hills | MA | 07/1979 | Present |
| Sun Life Of Canada | Southfield | MI | 07/1979 | Present |
| Connecticut Mutual Life Ins. Co. | Toledo | OH | 04/1991 | Present |
| The O.N. Equity Sales Company | Toledo | OH | 03/2000 | 12/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2021 | Present |
1) CAPUTO AND ASSOCIATES INC, 5580 Monroe St Ste 102 Sylvania OH 43560, 12/2002, INV REL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 160HR/MO 160HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3) MOSAIC FAMILY ZONE, 860 ORCHARD STREET TOLEDO OH 43609, 10/2023, BOARD MEMBER, CIVIC ORGANIZATION, NIR, 6 HR/MO 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-25 |
Reach out to this advisor