Craig Bernard Cacase

Current Employers

Employment History

• 07/2010 → 10/2017
  Waddell & Reed, Inc.
  Hartford, CT
• 07/2010 → 10/2017
  Various Insurance Carriers For W & R Insurance Agencies
  Newington, CT
• 11/2017 → Present
  Lpl Financial Llc
  East Berlin, CT
• 11/2017 → Present
  Private Advisor Group, Llc
  East Berlin, CT

Previous Registrations

• 2010-07-27 → 2017-11-13
  Waddell & Reed
  Hartford, CT
  Hamden, CT
• 2008-05-27 → 2010-07-15
  Lpl Financial Llc
  Newington, CT
  Southington, CT
  Wethersfield, CT
  Bristol, CT
  Plainville, CT
  Newington, CT
  Southington, CT
  Newington, CT
  Bristol, CT
  Newington, CT
  Plainville, CT
• 2003-03-17 → 2008-05-27
  Ifmg Securities, Inc.
  Wethersfield, CT
  Newington, CT
  Plainville, CT
  Southington, CT
  Newington, CT
  Bristol, CT

Other Businesses

1. 12/5/2017 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 11/06/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative services through Private Advisor Group, Inc., an independent investment advisor firm. I started this business activity on 12/5/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 2. 2/23/2018 - CBC Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/08/2018 - 80 Hours Per Month During Securities Trading. 3. 4/3/2018 - Private Advisor Group - DBA: (Hybrid) CBC Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/01/2018 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 4/3/2018. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-02-25
• S63 Uniform Securities Agent State Law Examination
  1992-12-07

Other Names

• Craig Cacase