Gregory Lambesis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APP_PEND_IARCE	2026-01-01

VT RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

St Albans, VT • United States

328 North Main St, Barre, VT 05641 • United States

37 Upper Munson Ave, Morrisville, VT 05661 • United States

37 S Main St, Alburgh, VT 05440 • United States

39 Lower Mountain Dr, Colchester, VT 05446 • United States

49 Carleton Blvd, East Montpelier, VT 05641 • United States

1049 North Ave, Burlington, VT 05408 • United States

1474 East Main St, Newport, VT 05850 • United States

854 Center St, Lyndonville, VT 05851 • United States

1Vt9, Orleans, VT 05680 • United States

1 National Life Dr, Montpelier, VT 05604 • United States

3336 Airport Rd, Berlin, VT 05641 • United States

69 Swift Street South, South Burlington, VT 05403 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Northcountry Federal Credit Union	S Burlington	VT	10/2012	Present
Cuso Financial Services, Lp	San Diego	CA	10/2012	01/2023
Lpl Financial Llc	Burlington	VT	01/2023	Present

10/2012 → Present

Northcountry Federal Credit Union

S Burlington, VT
10/2012 → 01/2023

Cuso Financial Services, Lp

San Diego, CA
01/2023 → Present

Lpl Financial Llc

Burlington, VT

Previous Registrations

2012-10-31 → 2023-01-25

Cuso Financial Services, L.P.

San Diego, CA

S. Burlington, VT
2011-08-04 → 2012-10-10

Cadaret, Grant & Co., Inc.

Wantage, NJ

St. Albans, VT
2006-04-19 → 2010-10-27

New England Securities

East Providence, RI

St. Albans, VT

Manchester, NH

Colchester, VT

St. Albans, VT
2004-07-19 → 2005-07-07

Equity Services, Inc.

St Albans, VT

Other Businesses

1-01/2023 / NorthCountry Financial Services / DBA for LPL Business (entity for LPL business) /INVESTMENT RELATED / BURLINGTON, VT 2- 06/1994 / Jackson National Life / Non-Variable Insurance / INVESTMENT RELATED / ALBANS, VT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-06-17
S63	Uniform Securities Agent State Law Examination	2004-02-23

S65 Uniform Investment Adviser Law Examination

2004-06-17
S63 Uniform Securities Agent State Law Examination

2004-02-23

View on SEC IAPD