Marcia Marie Ford

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-03-21
TX	RA	APPROVED_RES	2024-03-21

NY RA
APPROVED

Since 2024-03-21
TX RA
APPROVED_RES

Since 2024-03-21

Branch Locations

Rochester, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisors Llc	Denver	CO	01/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2024	Present

01/2013 → Present

Cetera Advisors Llc

Denver, CO
03/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1. FIXED INSURANCE AGENT 2. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 10/2018, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE 3. HSA BANK, NOT INVESTMENT RELATED, 605 N 8TH ST, STE 320, SHEBOYGAN, WI, 53081, FINANCIAL INSTITUTION, STARTED 09/2018, REFERRALS, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER FOR HEALTH SAVINGS ACCOUNTS

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-05-02

S63 Uniform Securities Agent State Law Examination

1986-05-02

Other Names

Marcia Klimek
Marcia Marie Klimek Ford

View on SEC IAPD