Ken Seiryu Sakamoto

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → Present
  Financial Engines Advisors L.L.C.
  Sunnyvale, CA

Previous Registrations

• 2011-04-15 → 2012-09-26
  Bancwest Investment Services, Inc.
  Burlingame, CA
  Palo Alto, CA
  Menlo Park, CA
  San Mateo, CA
  San Jose, CA
  Mountain View, CA
  Sunnyvale, CA
• 2009-12-23 → 2011-04-18
  Woodbury Financial Services, Inc.
  San Francisco, CA
  San Francisco, CA
• 2009-09-23 → 2010-01-04
  Chase Investment Services Corp.
  Mountain View, CA
• 2005-05-27 → 2009-09-14
  Wells Fargo Investments, Llc
  Union City, CA
  Newark, CA
  Newark, CA
  Fremont, CA
• 2005-02-08 → 2005-05-20
  Ifmg Securities, Inc.
  Albany, CA
• 2003-03-10 → 2003-04-22
  Citicorp Investment Services
  Long Island City, NY

Other Businesses

Redwood Square Homeowner Association; Position: Board of Directors; Start Date:12/01/2012; Duties: Attend conference call meetings and make general HOA policy decisions.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-13
• S63 Uniform Securities Agent State Law Examination
  1984-05-26