Douglas Craig Daigle

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1983 → 11/2024
  Pruco Securities, Llc.
  Auburn, NH
• 01/1983 → Present
  Prudential Insurance Company Of America
  Auburn, NH
• 11/2024 → Present
  Lpl Enterprise, Llc
  Auburn, NH

Previous Registrations

• 2002-04-22 → 2024-11-14
  Pruco Securities, Llc.
  Auburn, NH
  Auburn, NH
  Bedford, NH
  Auburn, NH
  Wakefield, MA
  Auburn, NH

Other Businesses

1) 03/11/2025- Agent- Property and Casualty- a) no c) I am p&c licensed with Liberty Mutual for service work only d) I do have E&O with ION- inv. related- at Auburn , NH- start date 01/30/2025- 2hrs/mnth-0hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1984-02-27

Other Names

• Doug Daigle