Steven Danieli

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-08-22
NJ	RA	APPROVED	2007-08-28

TX RA
APPROVED_RES

Since 2023-08-22
NJ RA
APPROVED

Since 2007-08-28

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Florham Park	NJ	08/2007	Present

08/2007 → Present

Stifel, Nicolaus & Company, Incorporated

Florham Park, NJ

Previous Registrations

2005-02-18 → 2007-08-24

Ryan Beck & Co.

Florham Park, NJ

Florham Park, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-02-14
S63	Uniform Securities Agent State Law Examination	1985-06-14

S65 Uniform Investment Adviser Law Examination

2005-02-14
S63 Uniform Securities Agent State Law Examination

1985-06-14

View on SEC IAPD

Employer firm

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Previous Registrations

Exams

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