Best Investors Account Sign in

Steven Danieli

Stifel, Nicolaus & Company, Incorporated

Morristown, NJ

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-22
NJ RA APPROVED 2007-08-28
  • TX RA
    APPROVED_RES
    Since 2023-08-22
  • NJ RA
    APPROVED
    Since 2007-08-28

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Florham Park NJ 08/2007 Present
Previous Registrations
  • 2005-02-18 → 2007-08-24
    Ryan Beck & Co.
    Florham Park, NJ
    Florham Park, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-14
S63 Uniform Securities Agent State Law Examination 1985-06-14
  • S65 Uniform Investment Adviser Law Examination
    2005-02-14
  • S63 Uniform Securities Agent State Law Examination
    1985-06-14

View on SEC IAPD

Other Firms

EDWARD JONES
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC
LPL FINANCIAL LLC
KIELY CAPITAL MANAGEMENT, INC.
MML INVESTORS SERVICES, LLC
EQUITABLE ADVISORS, LLC
HIMCO, LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

Jason Phillip Beswick
Eric Lee Brubaker
FRANK Charles WARD
THOMAS PATRICK ZINCKGRAF
BERNARD MARK KIELY
YVONNE CICETTI KIELY
WILLIAM MOUQUIN WEISS
JOSEPH HENDRICK

Other Offices

EDWARD JONES · MORRISTOWN, NJ
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
KIELY CAPITAL MANAGEMENT, INC. · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
MML INVESTORS SERVICES, LLC · Morristown, NJ
EQUITABLE ADVISORS, LLC · MORRISTOWN, NJ
HIMCO, LLC · MORRISTOWN, NJ

More in Morristown, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor