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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-05-27 |
Branch Locations
1153 E. Sweet Citrus Drive, Queen Creek, AZ 85140 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Coastal Pension Services | Morgan Hill | CA | 02/2011 | Present |
| Nfp Securities | Danville | CA | 09/2014 | Present |
| Kestra Advisory Services, Llc | Queen Creek | AZ | 04/2016 | Present |
| Kestra Investment Services, Llc | Queen Creek | AZ | 09/2014 | Present |
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Retirement Analytics Investment Related: Yes Address: 575 Bourne Lane Danville CA 94506 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Owner Start Date: 2/1/2011 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Oversee operation. Sales and marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-07 |
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