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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-05-27
  • AZ RA
    APPROVED
    Since 2020-05-27

Branch Locations

1153 E. Sweet Citrus Drive, Queen Creek, AZ 85140 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Coastal Pension Services Morgan Hill CA 02/2011 Present
Nfp Securities Danville CA 09/2014 Present
Kestra Advisory Services, Llc Queen Creek AZ 04/2016 Present
Kestra Investment Services, Llc Queen Creek AZ 09/2014 Present
  • 02/2011 → Present
    Pacific Coastal Pension Services
    Morgan Hill, CA
  • 09/2014 → Present
    Nfp Securities
    Danville, CA
  • 04/2016 → Present
    Queen Creek, AZ
  • 09/2014 → Present
    Kestra Investment Services, Llc
    Queen Creek, AZ
Previous Registrations
  • 2011-05-03 → 2014-09-12
    Financial Telesis Inc
    Danville, CA
    San Rafael, CA
    Danville, CA
Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Retirement Analytics Investment Related: Yes Address: 575 Bourne Lane Danville CA 94506 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Owner Start Date: 2/1/2011 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Oversee operation. Sales and marketing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-18
S63 Uniform Securities Agent State Law Examination 1992-05-07
  • S66 Uniform Combined State Law Examination
    2020-05-18
  • S63 Uniform Securities Agent State Law Examination
    1992-05-07
Other Names
  • Richard Carey Jr Lynch
  • Richard Carey Lynch

View on SEC IAPD

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