James Steven Smith

Employer firm

Parvin Asset Management, LLC CRD 315701

$179M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• BANK TRUST DEPT. PORTFOLIO CONSULTING, NON-DISCRETIONARY

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2000 → 12/2021
  Swan Asset Management Llc
  Christiana, PA
• 12/2021 → Present
  Parvin Asset Management, Llc
  Sioux Falls, SD

Previous Registrations

• 2012-06-29 → 2022-01-16
  Parvin Asset Management
  Augusta, GA
• 2002-02-12 → 2012-06-29
  Philadelphia Investment Management Co
  Christiana, PA

Other Businesses

Other business names and addresses: Parvin Asset Management, LLC CRD#315701 and Parvin Fund Management, LLC CRD#311304 both located at 401 E. 8th Street, Suite 200 Sioux Falls, SD 57103 and both businesses are investment related; Nature of businesses: Investments; Position: Portfolio Manager; Title/Relationship: Managing Director; Owner Start Date: Parvin Asset Management, LLC July 2021 and Parvin Fund Management, LLC October 2020; Since each of the businesses are under common control of the IAR J. Steven Smith there is no time differential devoted between the businesses during securities trading hours; Duties: Portfolio Manager

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-08-26
• S65 Uniform Investment Adviser Law Examination
  1992-09-04

Other Names

• J Steven Smith
• Steven Smith