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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-04-07
  • CA RA
    APPROVED
    Since 2016-04-07

Branch Locations

Citi Retail Banking 451 Montgomery Street, 2Nd Floor- Suite 200, San Francisco, CA 94104 • United States

Citi Retail Banking 333 N. Redington Street, Hanford, CA 93230 • United States

Citi Retail Banking 5554 California Ave, Bakersfield, CA 93309 • United States

Visalia, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citgroup Global Markets Hanford CA 03/2016 Present
  • 03/2016 → Present
    Citgroup Global Markets
    Hanford, CA
Previous Registrations
  • 2016-02-16 → 2016-04-22
    Visalia, CA
  • 2007-05-29 → 2016-02-25
    Visalia, CA
    San Francisco, CA
    Fountain Valley, CA
    Citrus Heights, CA
    Fountain Valley, CA
    Glendale, CA
    Glen Burnie, MD
    San Jose, CA
    San Francisco, CA
    San Francisco, CA
    Bakersfield, CA
    Bakersfield, CA
    Porterville, CA
    Glendale, CA
    San Francisco, CA
    San Antonio, TX
    San Jose, CA
    Visalia, CA
    Porterville, CA
    Visalia, CA
    Fountain Valley, CA
    Bakersfield, CA
    Hanford, CA
  • 2004-06-04 → 2007-05-29
    Citicorp Investment Services
    Visalia, CA
    Visalia, CA
Other Businesses

Rental Property - Tulare, CA; Business is investment-related; Affiliation started 01/01/2004; Title: Joint Owner; Duties: Find tenants, collect rent, fix if needed; No time is devoted to the business each month during security trading hours; 2 hours are devoted to the business each month outside of security trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-27
S63 Uniform Securities Agent State Law Examination 1983-03-04
  • S65 Uniform Investment Adviser Law Examination
    2004-09-27
  • S63 Uniform Securities Agent State Law Examination
    1983-03-04
Other Names
  • Jerry Lee Halberg

View on SEC IAPD

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