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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-09-24
  • NH RA
    APPROVED
    Since 2024-09-24

Branch Locations

814 Elm St #201, Manchester, NH 03101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Manchester NH 04/1983 12/2018
Northwestern Mutual Investment Services, Llc Manchester NH 12/1988 12/2018
Massmutual Life Insurance Co Manchester NH 02/2019 Present
Mml Investors Services, Llc Manchester NH 07/2019 Present
Previous Registrations
Other Businesses

NAME: CRAIG MOQUIN INV REL: Y ADDR: 814 ELM ST. #201 MANCHESTER, NH 03101 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/20/2024 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 DUTIES: LIFE, DISABILITY, FIXED ANNUITIES, HEALTH, GROUP BENEFITS, GROUP LIFE, AND GROUP DISBILITY

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-02-28
  • S63 Uniform Securities Agent State Law Examination
    1989-02-28
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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