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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-09-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harris Investor Services | Lockport | IL | 07/2006 | 05/2019 |
| Marquette Bank | Chicago | IL | 09/2019 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 09/2019 | Present |
| Cetera Investment Advisors Llc | Chicago | IL | 09/2019 | Present |
| Umemployed | Jolliet | IL | 06/2019 | 08/2019 |
WESSEX HOMEOWNERS ASSOC. TREASURER- DUAL SIGNORS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-04 |
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