Gregory Lee Davis

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → 05/2019
  Harris Investor Services
  Lockport, IL
• 09/2019 → Present
  Marquette Bank
  Chicago, IL
• 09/2019 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 09/2019 → Present
  Cetera Investment Advisors Llc
  Chicago, IL
• 06/2019 → 08/2019
  Umemployed
  Jolliet, IL

Previous Registrations

• 2006-07-18 → 2019-04-24
  Bmo Harris Financial Advisors, Inc.
  Plainfield, IL
  Lockport, IL
  Lockport, IL
  Plainfield, IL
  Romeoville, IL
  Joliet, IL
• 2005-07-14 → 2006-05-01
  Chase Investment Services Corp.
  Chicago, IL
• 2003-06-09 → 2005-04-11
  Pruco Securities, Llc.
  Tinley Park, IL

Other Businesses

WESSEX HOMEOWNERS ASSOC. TREASURER- DUAL SIGNORS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-02-27
• S63 Uniform Securities Agent State Law Examination
  1991-12-04