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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-26
IA RA APPROVED 1999-01-01
  • TX RA
    APPROVED_RES
    Since 2018-07-26
  • IA RA
    APPROVED
    Since 1999-01-01

Branch Locations

109 N Main St, Charles City, IA 50616 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Charles City IA 09/2005 03/2020
Ameriprise Financial Services, Llc Charles City IA 03/2020 Present
Other Businesses

Outside Employment; B & R Partners LLC; Financial Advisor until I retire in September of 2026; Manage advisory business; 421 Mian Street, , Reinbeck, IA, 50669; Investment-Related; 11/22/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-09-09
  • S63 Uniform Securities Agent State Law Examination
    1991-09-09

View on SEC IAPD

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