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Ayaz Mahmud

West Branch Capital LLC

Amherst, MA

Amherst, MA

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Current Employers
West Branch Capital Llc

9 Research Drive Suite 1, Amherst, MA 01002 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
TX RA APPROVED_RES 2016-04-20
NH RA APPROVED 2012-06-20
MA RA APPROVED 2005-01-31
  • NY RA
    APPROVED
    Since 2021-08-17
  • TX RA
    APPROVED_RES
    Since 2016-04-20
  • NH RA
    APPROVED
    Since 2012-06-20
  • MA RA
    APPROVED
    Since 2005-01-31

Branch Locations

9 Research Drive Suite 1, Amherst, MA 01002 • United States

9 Research Drive Suite 1, Amherst, MA 01002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Branch Capital Llc Amherst MA 12/2004 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-28
S65 Uniform Investment Adviser Law Examination 1992-02-26
S63 Uniform Securities Agent State Law Examination 1983-03-24
  • S66 Uniform Combined State Law Examination
    2005-01-28
  • S65 Uniform Investment Adviser Law Examination
    1992-02-26
  • S63 Uniform Securities Agent State Law Examination
    1983-03-24

View on SEC IAPD

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