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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-05-14
FL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2015-05-14
  • FL RA
    APPROVED
    Since 2012-10-01

Branch Locations

9640 N.E. 2Nd Ave, Miami Shores, FL 33138 • United States

12600 N.W. 7Th Ave., North Miami, FL 33168 • United States

6101 Nw 7Th Ave, Miami, FL 33127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Miami FL 10/2012 Present
Previous Registrations
  • 2012-06-29 → 2012-10-01
    Chase Investment Services Corp.
    North Miami Beach, FL
    Miami Shores, FL
    North Miami Beach, FL
  • 2004-07-07 → 2005-03-15
    Morgan Stanley Dw Inc.
    Hallandale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-25
  • S66 Uniform Combined State Law Examination
    2012-06-25
Other Names
  • Luc Bernard Murat

View on SEC IAPD

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