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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-05-01 |
| TX | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network, Llc | Gaithersburg | MD | 10/2011 | 07/2020 |
| Ssn Advisory, Inc. | Knoxville | TN | 10/2011 | 07/2020 |
| H. Beck, Inc. | Rockville | MD | 07/2020 | 03/2021 |
| Medallion Financial Group | Gaithersburg | MD | 07/1994 | Present |
| Terra Firma Ventures, Llc | Gaithersburg | MD | 09/2007 | Present |
| Federal Navigators, Llc. | Gaithersburg | MD | 02/2013 | 01/2021 |
| Safe Money Concepts, Llc | Gaithersburg | MD | 06/2011 | Present |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Lpl Financial Llc | Gaithersburg | MD | 05/2025 | Present |
1. 05/2025-Medallion Financial Strategies- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 10/19/1987 2. 05/2025- Mark Sain Family Trust UAD- Act in a Fiduciary Capacity- INV Related- At Reported Business Location(s)- Start date 01/08/2005- 1 Hour Per Month- 1 Hour During Trading 3. 05/2025-Medallion Financial Group- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 10/19/1987- 160 Hours Per Month- 160 Hours During Trading 4. 05/2025- Terra Firma Ventures, LLC- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 09/15/2007- 4 Hours Per Month- 1 Hour During Trading 5. 05/2025- Legal Shield Identity Shield- Other- Not INV Related- At Gaithersburg, MD- Start date 02/02/2009- 1 Hour Per Month- 1 Hour During Trading 6. 05/2025- National & MD State Society Daughters of the American Revolution- Non-profit volunteer (not on board)- Not INV Related- At Washington. DC- Start date 12/01/2009- 2 Hours Per Month 7. 05/2025- Laura S Stohlman- Author- INV Related- Home based- Start date 04/01/2017- 2 Hours Per Month 8. 05/2025- Safe Money Concepts, LLC- Non-Variable Insurance/Insurance Agency- INV Related- At Reported Business Location(s)- Start date 06/06/2011- 10 Hours Per Month- 10 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-06-12 |
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