Jeffrey Samuel Wasson

Employer firm

Northern Trust Securities, Inc. CRD 7927

$1.66B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 11/2016
  Wells Fargo Advisors, Llc
  Scottsdale, AZ
• 12/2016 → Present
  Northern Trust Securities, Inc.
  Tempe, AZ

Previous Registrations

• 2012-11-20 → 2016-11-22
  Wells Fargo Clearing Services, Llc
  Phoenix, AZ
  Scottsdale, AZ
  Scottsdale, AZ
• 2009-06-01 → 2012-11-19
  Morgan Stanley
  Tempe, AZ
  Tempe, AZ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Honolulu, HI
  Mesa, AZ
  Prescott, AZ
• 2005-12-13 → 2007-04-02
  Morgan Stanley Dw Inc.
  Prescott, AZ
  Prescott, AZ

Exams

• S66 Uniform Combined State Law Examination
  1999-05-10

Designations

• Certified Financial Planner

Other Names

• Jeffrey Samuel Waason