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126 E. Water Street, Statesville, NC 28677-5228 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Iredell Properties Inc. | Statesville | NC | 08/1982 | Present |
| Fsc Securities Corporation | Statesville | NC | 04/1983 | 11/2023 |
| Opus Financial Advisors Inc. | Statesville | NC | 08/1982 | Present |
| Osaic Wealth, Inc. | Statesville | NC | 11/2023 | 05/2026 |
| Lpl Financial Llc | Statesville | NC | 05/2026 | Present |
1. 05/2026 -Nirae Properties, LLP - Real Estate Rental - Inv Related - 5 Hour(s)/Month - 5 Hour(s) During Trading - Statesville NC 28687 - OBA Start Date: 06/01/1994 2. 05/2026 - Iredell Properties, Inc - Business Owner - Inv Related - 5 Hour(s)/Month - 5 Hour(s) During Trading - Statesville NC 28687 - OBA Start Date: 11/24/1981 3. 05/2026 - James T. Staples - Business Owner - Inv Related - 1 Hour(s)/Month - 1 Hour(s) During Trading - Statesville NC 28687 - OBA Start Date: 06/01/1974 4.05/2026 - James T. Staples - Insurance - Non-Variable Insurance - Inv Related - 5 Hour(s)/Month - 5 Hour(s) During Trading - Statesville NC 28687 - OBA Start Date: 12/29/1989 5. 05/2026 - Opus Financial Advisors Inc. - DBA for LPL Business (entity for LPL business) - Inv Related - 80 Hour(s)/Month - 80 Hour(s) During Trading - Statesville NC 28687 - OBA Start Date: 5/11/2026
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-02-02 |
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