Gary Lee Wales

Current Employers

Employment History

• 01/2009 → Present
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Northville, MI

Previous Registrations

• 2011-06-29 → 2023-09-01
  Osaic Services, Inc.
  Birmingham, MI
  Northville, MI

Other Businesses

1. I SELL LIFE, DISABILITY, LTC, MEDICARE INSURANCE AND FIXED ANNUITIES AND PREPARE TAXES UNDER SPECTRUM FINANCIAL SERVICES, INC. 15% OF TIME SPENT. INVESTMENT ADVISER REPRESENTATIVE UNDER OSAIC WEALTH 85% OF TIME SPENT. ADDRESS 21800 HAGGERTY SUITE 209 NORTHVILLE, MI. 48167 GARY WALES, NOT INVSTMT RLTD, 21800 Haggerty 209 Northville, MI 48167 OWNER, 1/09, 1HR/MO, MY PERSONAL CONDO RENTAL. 2.Spectrum Financial Services, Inc. I AM PRESIDENT OF SPECTRUM FINANCIAL. Nature: Tax Preparation and tax advising; 5hours/week 21800 HAGGERTY SUITE 209 NORTHVILLE, MI. 48167 3. SAGEPOINT FINANCIAL SERVICES, INC.; 21800 HAGGERTY SUITE 209NORTHVILLE, MI. 48167 STARTED 01/01/2005 ; 40 HOURS/week NATURE: INVSTMENT RELATED 4. SPECTRUM INVESTMENT ADVISORS, INC. POSITION: Pres. NATURE: DBA for Securities Business, INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 01/01/1990 ADDRESS: 21800 Haggerty, 209, Northville MI 48167, United States DESCRIPTION: DBA for Securities Business, 5. SPECTRUM FINANCIAL SERVICES POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1983 ADDRESS: 21800 Haggerty, Suite 209, Northville MI 48167, United States DESCRIPTION: insurance sales 6. SPECTRUM FINANCIAL SERVICES, INC. POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1984 ADDRESS: 21800 Haggerty, Suite 209, Northville MI 48167, United States DESCRIPTION: Tax preparation

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-04
• S63 Uniform Securities Agent State Law Examination
  1983-04-04

Designations