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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-12-19 |
| IL | RA | APPROVED | 1998-04-12 |
Branch Locations
21805 W Field Pkwy, Deer Park, IL 60010 • United States
Bozeman, MT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Crystal Lake | IL | 11/1982 | Present |
| Bank Of America, Na | Chicago | IL | 12/2009 | Present |
I*100408 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: VAIL RESORTS/WILMOT MTN INVESTMENT RELATED: N ADDRESS OF BUSINESS: WILMOT, WISCONSIN 53192 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 12/3/2016 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SKI INSTUCTOR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1983-03-15 |
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