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1 North Franklin Suite 1850, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-27 |
| PA | RA | APPROVED | 2024-12-12 |
| NJ | RA | APPROVED | 2024-12-06 |
Branch Locations
1 North Franklin Suite 1850, Chicago, IL 60606 • United States
3393 Bargaintown Road, Egg Harborn Township, NJ 08234 • United States
3393 Bargaintown Road, Egg Harbor Twp., NJ 08234 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-01-15 |
| NJ | RA | APPROVED | 2003-03-21 |
Branch Locations
3393 Bargaintown Road, Egg Harbor Twp, NJ 08234 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vestgen Investment Management | Egg Harbor Twp | NJ | 03/2000 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2003 | 12/2024 |
| Vestgen Advisors, Llc | Ch | IL | 12/2024 | Present |
| Private Client Services | Egg Harbor Township | NJ | 01/2025 | Present |
1) Hanlon Mutual Funds. 3393 Bargaintown Road, Egg Harbor Twp., N.J. 08234. Portfolio Manager to Mutual Funds. Portfolio Mgr - Manage staff and participate in investment decisions for account funds. 5 hrs/mo; 5 during trading hrs. Investment related. 2) VestGen Advisor, LLC. 1605 West Colonial Parkway, Inverness IL 60067. RIA. 20 hrs/mo; 20 during trading hrs. 3) VestGen Investment Management, LLC. 1605 West Colonial Parkway, Inverness IL 60067. 20 hrs/mo; 20 during trading hrs. 4) JESC Holdings. 3393 Bargaintown Road, Egg Harbor Twp., N.J. 08234. Property Rental Management Co. Managing Partner. 5 hrs/mo; 1 during trading hrs. Not investment related. 5) Serenity Properties Management, L.P. 3393 Bargaintown Road, Egg Harbor Twp., N.J. 08234. Condo Development Project where General Contractor oversees 100% of the construction. Investor overseeing project and activities. 6 hrs/mo; 0 during trading hrs. Not investment related. 6) Stevens Institute of Technology. 1 Castle Point Terrace, Hoboken, NJ 07030. Private University in Hoboken, NJ. Chairman of the Advisory Board to the Financial Systems Center. 8 hrs/mo; 1 during trading hrs. Investment related. 7) The Sean and Cathy Hanlon Foundation, Inc. 3393 Bargaintown Road, Egg Harbor Twp., N.J. 08234. Charitable Foundation. Trustee over family charitable foundation. 1 hr/mo; 0 during trading hrs. Investment related. 8) VestGen Wealth Partners Holdings, LLC. 213 W Union Ave., Wheaton IL 60187. Financial Services Holding Company. Limited Partner, Principal and Founding Member. Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-01-31 |
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