Jeffrey Scott Hanshaw

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1982 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 12/2009 → Present
  Bank Of America, Na
  Houston, TX

Other Businesses

I. 1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY 3.INVESTMENT RELATED: Y 4.ADDRESS OF BUSINESS: (2 LOCATIONS) KIMBERLY CT, HOUSTON, TEXAS 77079 5.NATURE OF BUSINESS: FAMILY BUSINESS, 7.POSITION, TITLE, ASSOCIATION: OWNER, 8.START DATE OF RELATIONSHIP: 4/4/2012 9.NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: RENTAL PROPERTY PROPERTY UPKEEP II. 1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY 3.INVESTMENT RELATED: Y 4.ADDRESS OF BUSINESS: ENSLEY WOOD DRIVE, HOUSTON, TEXAS 77082 5.NATURE OF BUSINESS: FAMILY BUSINESS, 7.POSITION, TITLE, ASSOCIATION: OWNER, 8.START DATE OF RELATIONSHIP: 1/25/2013 9.NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: RENTAL PROPERTY PROPERTY UPKEEP III. 1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY 3.INVESTMENT RELATED: Y 4.ADDRESS OF BUSINESS: LUTON PARK DRIVE, HOUSTON, TEXAS 77082 5.NATURE OF BUSINESS: FAMILY BUSINESS, 7.POSITION, TITLE, ASSOCIATION: OWNER, 8.START DATE OF RELATIONSHIP: 3/28/2013 9.NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: RENTAL PROPERTY PROPERTY UPKEEP IV. 1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: TRADEMARK PLACE, HOUSTON, TEXAS 77079 5.NATURE OF BUSINESS: OTHER,OWNED IN PERSONAL NAME 7.POSITION, TITLE, ASSOCIATION: FAMILY HELD, 8.START DATE OF RELATIONSHIP: 8/1/2012 9.NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: RENTAL PROPERTY OWNER; I*72698 FOR-PROFIT ORGANIZATION - RENTAL PROPERTY, KIMBERLY COURT, HOUSTON, TEXAS 77079 - INVESTMENT RLT'D - YES, HRS DEVOTED TO ACTIVITY - 20 HOUR(S) ANNUALLY, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 12/18/13, POSITION - FAMILY BUSINESS; RENTAL PROPERTY.; I*72699 FOR-PROFIT ORGANIZATION - RENTAL PROPERTY, FLEETWOOD PLACE, HOUSTON, TEXAS 77079 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 20 HOUR(S) ANNUALLY, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 03/31/14, POSITION - FAMILY HELD; RENTAL PROPERTY AND WE MANAGE IT.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-01-19