Richard J Neuman

Current Employers

Employment History

• 11/1982 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2011 → Present
  Bank Of America, N.A.
  Stamford, CT

Other Businesses

I*5566FOR PROFIT OR NOT FOR PROFIT: NAME OF OUTSIDE BUSINESS ORGANIZATION: GEORGE CHILDRENS TRUSTINVESTMENT RELATED: ADDRESS OF BUSINESS:BEDFORD, NEW YORK 10506NATURE OF BUSINESS: ,POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 1/1/2015NUMBER OF HOURS DEVOTED: 0 HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I*5565FOR PROFIT OR NOT FOR PROFIT: NAME OF OUTSIDE BUSINESS ORGANIZATION: GEORGE CHILDRENS TRUSTINVESTMENT RELATED: ADDRESS OF BUSINESS:WATCH HILL, RHODE ISLAND 02891NATURE OF BUSINESS: POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 1/1/2016NUMBER OF HOURS DEVOTED: 0 HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I*72105For profit or not for profit: For-Profit OrganizationName of outside business organization: Two Roads Brewing Company LLCInvestment related: YAddress of business:Stratford, Connecticut 06615Nature of business: LLC,Position, title, association: Family Held, Start date of relationship: 1/16/2013Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Brewery. I have no responsibilties. My wife is a passive investor and I am trustee for my Nephews ownership through the George Children's Trust I*1536271, Entity Type: , Name of OBA: Greenwich CT RTM (Representative Towm Meeting), Address: Greenwich, Connecticut, 06830, Investment Related: N, Position, Title, Association: Delegate, Employee Start Date: 01/07/2025, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: Approve town spending and budget, approve appointments to boards

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-10-11
• S63 Uniform Securities Agent State Law Examination
  1983-02-15

Other Names

• Richard Jonathan Neuman