Leonard William Kaplan

Current Employers

Employment History

• 10/2010 → Present
  Keller-Brown Insurance
  Shrewsbury, PA
• 09/2014 → 06/2021
  Voya Financial Advisors
  Shrewsbury, PA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-01-17 → 2021-06-09
  Voya Financial Advisors, Inc.
  Shrewsbury, PA
  York, PA
  York, PA
  York, PA
  Williamsport, PA
  Windsor, CT

Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2022 APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 2) NAME OF OTHER BUSINESS: KELLER-BROWN INSURANCE SERVICES; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SERVICES; START DATE : 1/2020; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: 25; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: SALES AND SERVICE OF FIXED INSURANCE PRODUCTS;

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-04-12