William Joseph Konchal

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-12-26
FL	RA	APPROVED	2020-10-16
MI	RA	APPROVED	2010-10-12

TX RA
APPROVED_RES

Since 2023-12-26
FL RA
APPROVED

Since 2020-10-16
MI RA
APPROVED

Since 2010-10-12

Branch Locations

Grand Island, FL • United States

3003 Biddle Avenue, Wyandotte, MI 48192 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Dearborn	MI	10/2004	11/2020
Raymond James & Associates, Inc.	Eustis	FL	11/2020	Present

10/2004 → 11/2020

Raymond James & Associates, Inc.

Dearborn, MI
11/2020 → Present

Raymond James & Associates, Inc.

Eustis, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-05-07
S63	Uniform Securities Agent State Law Examination	1983-03-25

S65 Uniform Investment Adviser Law Examination

2001-05-07
S63 Uniform Securities Agent State Law Examination

1983-03-25

View on SEC IAPD