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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-29 |
| NJ | RA | APPROVED | 2025-03-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Inc. | Linwood | NJ | 01/1983 | 02/2025 |
| Janney Montgomery Scott Llc | Sarasota | FL | 03/2019 | 03/2025 |
| Equitable Advisors, Llc | New York | NY | 03/2025 | Present |
outside insurance appointments
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-25 |
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