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David Francis Manderfield

Oppenheimer & Co. Inc.

Washington, DC

Potomac, MD

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-08-01
TX RA APPROVED_RES 2016-08-04
DC RA APPROVED 2007-12-11
  • MD RA
    APPROVED
    Since 2024-08-01
  • TX RA
    APPROVED_RES
    Since 2016-08-04
  • DC RA
    APPROVED
    Since 2007-12-11

Branch Locations

1801 K Street Nw Suite 750, Washington, DC 20006 • United States

Potomac, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Banker Finance Investment Arlington VA 12/1982 Present
Cibc World Markets Washington DC 07/1998 Present
Fahnestock & Co. Inc. New York NY 01/2003 Present
Oppenheimer Asset Management Inc. New York NY 04/2003 Present
  • 12/1982 → Present
    Banker Finance Investment
    Arlington, VA
  • 07/1998 → Present
    Cibc World Markets
    Washington, DC
  • 01/2003 → Present
    Fahnestock & Co. Inc.
    New York, NY
  • 04/2003 → Present
    Oppenheimer Asset Management Inc.
    New York, NY
Previous Registrations
Other Businesses

1.TRUSTEE FOR FAMILY TRUST - NON-COMPENSATED 2.TRUSTEE FOR G.J. MANDERFIELD MARITAL TRUST. STARTS DATE 2/26/17

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-04
S63 Uniform Securities Agent State Law Examination 1983-02-10
  • S65 Uniform Investment Adviser Law Examination
    1993-03-04
  • S63 Uniform Securities Agent State Law Examination
    1983-02-10

View on SEC IAPD

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