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Andrew Howard Sigler

Morgan Stanley

Leawood, KS

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
KS RA APPROVED 2017-05-02
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • KS RA
    APPROVED
    Since 2017-05-02

Branch Locations

11161 Overbrook Road Suite 225, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Kansas City MO 12/2014 05/2017
Morgan Stanley Leawood KS 05/2017 Present
Morgan Stanley Private Bank, National Association New York NY 05/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-17
S63 Uniform Securities Agent State Law Examination 2000-05-24
  • S65 Uniform Investment Adviser Law Examination
    2015-11-17
  • S63 Uniform Securities Agent State Law Examination
    2000-05-24

View on SEC IAPD

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