James Michael Friery

Current Employers

Employment History

• 04/1987 → Present
  James M Friery & Assoc
  Worthington, OH
• 01/2009 → 06/2024
  Securities America, Inc.
  Sandusky, OH
• 01/2009 → 06/2024
  Securities America Advisors, Inc.
  Sandusky, OH
• 06/2024 → Present
  Osaic Wealth, Inc.
  Sandusky, OH

Previous Registrations

• 2009-01-23 → 2024-06-14
  Securities America Advisors, Inc.
  Lavista, NE
  N Royalton, OH
  Sandusky, OH
• 2001-10-10 → 2009-01-23
  Brecek & Young Advisors, Inc.
  Folsom, CA
  North Royalton, OH

Other Businesses

1. MARINA TOWNHOUSES HOA POSITION: 1-1-2016 NATURE: Homeowners Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/04/2016 ADDRESS: 120 Marina Drive, Sandusky OH 44870 DESCRIPTION: make decisions regarding landscaping, general repairs to units and reserve accounts 2. INSURANCE SALES POSITION: agent NATURE: INSURANCE SALES, REGISTERED BRANCH LOC; INVESTMENT-RELATED, 72 PER MO./20 HRS/MO DURING TRADING HRS. LIFE INSURANCE AND LONG-TERM CARE, Start Date: 1982, Located at 124 Marina Point Drive Sandusky, Ohio 44870 INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1982 ADDRESS: 124 Marina Point Dr, Sandusky OH 44870 DESCRIPTION: provide LTC options for clients 3. SAA POSITION: advisor NATURE: SECURITIES AMERICA ADVISORS, INC. - Investment Advisory - INVESTMENT ADVISOR REPRESENTATIVE - Investment Related - Start Date: 1/2009 - Located at 124 Marina Point Drive Sandusky, Ohio 44870 INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 01/01/2009 ADDRESS: 124 Marina Point Dr, Sandusky OH 44870 DESCRIPTION: provide third party money managers to my clients 4. FRIERY FINANCIAL GROUP POSITION: member NATURE: Friery Financial Group LLC. is a company I have set up to run expenses and advisory business through INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 10/31/2023 ADDRESS: 124 Marina Point Dr, Sandusky OH 44870 DESCRIPTION: the main function of this company is to run expenses and advisory business through 5. PALMS AT PALMA SOLA HOA POSITION: board member NATURE: HOA for Florida residency INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/06/2025 ADDRESS: 4301 32nd st w suite A-20, Bradenton FL 34205, United States DESCRIPTION: being a member on the HOA of a 10 unit condo association and looking over that all bylaws and rules are followed and up-keep of common areas are being done

Exams

• S66 Uniform Combined State Law Examination
  2003-11-24
• S63 Uniform Securities Agent State Law Examination
  1984-07-03

Other Names

• Jim Friery