Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-04
FL RA APPROVED 1990-01-29
  • TX RA
    APPROVED_RES
    Since 2013-02-04
  • FL RA
    APPROVED
    Since 1990-01-29

Branch Locations

100 North Tampa Suite 2400, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Tampa FL 01/1990 Present
Other Businesses

1. Chi Chi Rodriguez Academy And Foundation Address: Tampa, FL Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Non Profit Org. - Founder/Leadership Investment Related:No Start Date: 10/11/2011 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 2 Description of duties: Co-Chair of the golf tournament committee. Solicit donors and participants, organize the tournament and auction.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-02
S63 Uniform Securities Agent State Law Examination 1983-08-30
  • S65 Uniform Investment Adviser Law Examination
    1994-02-02
  • S63 Uniform Securities Agent State Law Examination
    1983-08-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tampa, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor