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Jacob Solomon Fruchter

Cetera Investment Advisers LLC

Long Beach, NY

CRD 1091222

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-29
  • NY RA
    APPROVED
    Since 2023-06-29

Branch Locations

Long Beach, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jack Fruchter Brklyn NY 02/1982 Present
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 02/1982 → Present
    Jack Fruchter
    Brklyn, NY
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 1993-02-12 → 2003-07-23
    Nathan & Lewis Securities, Inc.
    Brooklyn, NY
Other Businesses

1. INDEPENDENT INSURANCE AGENT, FIXED ANNUITIES, 2HRS/WEEKDAYS, FROM HOME ADDRESS, SINCE 6/2010; 2. MUTUAL INCOME TAX SERVICE INC., NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, INCOME TAX PREPARATION, START 02/01/1982, 10HRS/WK (TRADING HOURS), VICE PRESIDENT AND MAIN PREPARER; 3.NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: FAMILY TRUST START DATE: 4/2012 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: TRUSTEE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-07
S63 Uniform Securities Agent State Law Examination 1986-10-27
  • S65 Uniform Investment Adviser Law Examination
    1998-07-07
  • S63 Uniform Securities Agent State Law Examination
    1986-10-27
Other Names
  • Jack Soloman Fruchter
  • Jacob Fruchter
  • Jack Solomon Fruchter

View on SEC IAPD

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