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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2023-08-18
TX RA APPROVED_RES 2022-08-15
CA RA APPROVED 2017-03-25
  • ID RA
    APPROVED
    Since 2023-08-18
  • TX RA
    APPROVED_RES
    Since 2022-08-15
  • CA RA
    APPROVED
    Since 2017-03-25

Branch Locations

6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States

Eagle, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Campbell CA 01/2015 03/2017
Mml Investors Services, Llc Eagle ID 03/2017 Present
Massachusetts Mutual Life Insurance Company Eagle ID 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Campbell, CA
  • 03/2017 → Present
    Eagle, ID
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Eagle, ID
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    San Jose, CA
    Campbell, CA
  • 2007-09-26 → 2015-01-02
    New England Securities
    Campbell, CA
    Campbell, CA
    Foster City, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-10-21
  • S63 Uniform Securities Agent State Law Examination
    1992-10-21
Designations

View on SEC IAPD

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