Best Investors Account Sign in

Nicholas Robin Paveglio

J.P. Morgan Securities LLC

New Braunfels, TX

San Antonio, TX

CRD 5190098

Claim This Profile
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-12-12
  • TX RA
    APPROVED
    Since 2017-12-12

Branch Locations

New Braunfels, TX • United States

20855 Stone Oak Pkwy, San Antonio, TX 78258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Antonio TX 03/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-28
S63 Uniform Securities Agent State Law Examination 2006-09-22
  • S66 Uniform Combined State Law Examination
    2017-11-28
  • S63 Uniform Securities Agent State Law Examination
    2006-09-22

View on SEC IAPD

More in New Braunfels, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor