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Ronald George See

Wells Fargo Clearing Services, LLC

Palm Desert, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-12
CA RA APPROVED 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2019-02-12
  • CA RA
    APPROVED
    Since 2003-07-01

Branch Locations

74245 Hwy 111 Ste 203, Palm Desert, CA 92260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Indian Wells CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Indian Wells CA 11/2016 Present
Previous Registrations
  • 1998-03-27 → 2003-07-01
    Prudential Equity Group, Llc
    Indian Wells, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-10-12
  • S63 Uniform Securities Agent State Law Examination
    1990-10-12
Other Names
  • Ron See
  • Ronald G See

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · PALM DESERT, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palm Desert, CA
THE WEALTH CONSULTING GROUP · Palm Desert, CA
CYPRESS WEALTH SERVICES, LLC · PALM DESERT, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PALM DESERT, CA
FLC CAPITAL ADVISORS · PALM DESERT, CA
MARSHA LEE & COMPANY,INC. · PALM DESERT, CA
LOTUSLAND PROPERTIES · PALM DESERT, CA

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