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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| OH | RA | APPROVED | 2021-03-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Buffalo | NY | 09/2011 | Present |
| Park Avenue Securities Llc | Buffalo | NY | 09/2011 | Present |
1) Outtatime LLC-Rental townhouse in Ellicottville NY, Start date: 06/30/2017, Address: 405 Deer Crossing Ellicottville, NY 14731, 0 total hours per month, Investment related, No annual compensation, 2) Thomas Youngman POA, Start date: 11/28/2016, Address: 13 Redbrick Road Orchard Park, NY 14127, 0 total hours per month, Not investment related, No annual compensation, 3) Wanakah Country Club/Chair of Membership/PR & Branding-BOD of club, Start date: 01/01/2026, Address: 5161 Lake Shore Rd, Hamburg, NY 14075, 6 total hours per month; 0 during securities trading hours,, Not investment related, No annual compensation, 4) Insurance other than Guardian, Start date: 08/08/2025, Address: 600 Delaware Avenue Buffalo, NY 14202, 1 total hours per month; 1 during securities trading hours,, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-09-28 |
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