Alan Jeffrey Login

Stifel, Nicolaus & Company, Incorporated

Fairless Hills, PA

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-06-23
NJ	RA	APPROVED	2014-11-13

PA RA
APPROVED

Since 2023-06-23
NJ RA
APPROVED

Since 2014-11-13

Branch Locations

Fairless Hills, PA • United States

1040 Broad Street Suite 301, Shrewsbury, NJ 07702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Shrewsbury	NJ	10/2014	Present

10/2014 → Present

Stifel Nicolaus & Co Inc

Shrewsbury, NJ

Previous Registrations

2009-06-01 → 2014-10-28

Lpl Financial Llc

Toms River, NJ
2002-08-08 → 2009-06-03

Wells Fargo Clearing Services, Llc

Seaside Park, NJ

Seaside Park, NJ

Oakhurst, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-08-14
S63	Uniform Securities Agent State Law Examination	1983-02-15

S65 Uniform Investment Adviser Law Examination

1997-08-14
S63 Uniform Securities Agent State Law Examination

1983-02-15

Other Names

Alan Jeffery Login

View on SEC IAPD

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