Best Investors Account Sign in

Kevin Mark Siemiawski

Charles Schwab & Co., Inc.

Chicago, IL

Orland Park, IL

CRD 1089466

Claim This Profile
Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-09-30
  • IL RA
    APPROVED
    Since 2022-09-30

Branch Locations

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

Orland Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thinkorswim Advisors, Inc. Chicago IL 07/2000 05/2024
Td Ameritrade, Inc. Orland Park IL 05/2010 06/2024
Charles Schwab & Co., Inc. Orland Park IL 09/2022 Present
Charles Schwab & Co., Inc. Chicago IL 05/2024 Present
Previous Registrations
  • 2021-05-03 → 2022-10-14
    Td Ameritrade, Inc.
    Chicago, IL
    Chicago, IL
    Orland Park, IL
  • 2010-06-16 → 2021-05-11
    Tradewise Advisors, Inc.
    Chicago, IL
  • 2002-04-03 → 2010-08-06
    Thinkorswim Advisors, Inc.
    Chicago, , IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-07
  • S66 Uniform Combined State Law Examination
    2001-08-07

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor