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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-03
NJ RA APPROVED 2023-11-03
PA RA APPROVED 2023-11-03
TX RA APPROVED_RES 2023-11-03
  • FL RA
    APPROVED
    Since 2023-11-03
  • NJ RA
    APPROVED
    Since 2023-11-03
  • PA RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED_RES
    Since 2023-11-03

Branch Locations

Cherry Hill, NJ • United States

1341 N Delaware Avenue Suite 504, Philadelphia, PA 19125 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Arthur R. Weiss Delran NJ 12/1984 Present
Fsc Securities Corporation Philadelphia PA 11/2006 11/2023
Strategic Wealth Advisors Group Philadelphia PA 11/2006 Present
Osaic Wealth, Inc. Philadelphia PA 11/2023 Present
  • 12/1984 → Present
    Arthur R. Weiss
    Delran, NJ
  • 11/2006 → 11/2023
    Fsc Securities Corporation
    Philadelphia, PA
  • 11/2006 → Present
    Strategic Wealth Advisors Group
    Philadelphia, PA
  • 11/2023 → Present
    Philadelphia, PA
Previous Registrations
  • 2006-11-29 → 2023-11-03
    Fsc Securities Corporation
    Philadelphia, PA
  • 2006-02-02 → 2009-04-01
    Strategic Wealth Advisors Group
    Philadelphia, PA
Other Businesses

1. ARTHUR WEISS-TAX POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1990 ADDRESS: 1341 N Delaware Avenue, Apt 312, Philadelphia PA 19125, United States DESCRIPTION: tax preparation1040 march & April preparing 2. ARTHUR WEISS-INSURANCE POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2000 ADDRESS: 1341 N Delaware Avenue, Suite 504, Philadelphia PA 19125, United States DESCRIPTION: insurance reviews 3. JAMES R POTOKA POSITION: 1099 employee NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2024 ADDRESS: 800 township line rd, suite 125, yardley PA 19067, United States DESCRIPTION: Registered Rep under James Potoka

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-18
S63 Uniform Securities Agent State Law Examination 1983-05-27
  • S65 Uniform Investment Adviser Law Examination
    1995-01-18
  • S63 Uniform Securities Agent State Law Examination
    1983-05-27

View on SEC IAPD

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