Walter Leslie Johnson

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Columbia, MD
• 11/2016 → 02/2020
  Wells Fargo Clearing Services, Llc
  Columbia, MD
• 02/2020 → Present
  Raymond James Financial Services, Inc
  Columbia, MD
• 02/2020 → Present
  Raymond James Financial Services Advisors, Inc
  Columbia, MD

Previous Registrations

• 2003-07-01 → 2020-02-19
  Wells Fargo Clearing Services, Llc
  Columbia, MD
• 1983-08-23 → 2003-07-01
  Prudential Equity Group, Llc
  Columbia, MD

Other Businesses

(1) Name of Business: Merriweather Money Management Address: 9881 Broken Land Parkway, Suite 301, Columbia, MD, 21046, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/11/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: 1 of 7 FAs in an independent Branch, EFL (2) Name of Business: Wise Owl Acres LLC. Address: 13850 Forsythe Road, Sykesville , MD, 21784, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 10/02/2023 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: In partnership with my spouse, the operation of a Family Farm.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-11-20
• S63 Uniform Securities Agent State Law Examination
  1983-01-21