Dennis Gerard Hennessy

Employer firm

Mutual Advisors, LLC CRD 167658

$8.55B regulatory AUM 30 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• HOURLY CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1994 → 12/2017
  First Heartland Capital, Inc.
  St Peters, MO
• 12/2017 → Present
  Mutual Securities, Inc.
  Camarillo, CA
• 12/2017 → Present
  Mutual Advisors,Llc
  Omaha, NE

Previous Registrations

• 1996-11-20 → 2017-12-21
  First Heartland Consultants, Inc.
  St. Louis, MO
  Clayton, MO

Other Businesses

1. ST LOUIS BLUES 14 FUND, NON-PROFIT, START DATE: 02/01/99, 1401 CLARK AVE, ST LOUIS, MO 63103, 501 C CORP, CHARITY, BOARD MEMBER, 2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 2. RF Controls, Start Date: 09/12/2012, 1400 South 3rd St., Ste. 220, St Louis, MO 63104-4430, LLC, R&D and manufacturing company in the automated identification, location tracking system business, None - Just an Investor, None, Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 3. Insurance Agent & Broker, Start Date: 02/01/1976, 165 North Meramec Ave., Suite 430, Clayton, MO 63105, Self, Insurance Agency, Insurance Agent, Selling Life Insurance, Investment Related, 30 Hours per month, 1/2 Hours per day during trading hours. 4. D.G. Hennessy, LLC., Start Date: 09/26/2022, 165 North Meramec Ave., Suite 430, Clayton, MO 63105, LLC, Legal entity set up so we can merge with The Capital Group RIA related business with Mutual Advisors/Securities, Sole Managing Member, LLC set up as administrative function to run my personal advisory business with Mutual Advisors/Securities, Not Investment Related, 5 Hours per month, 0 Hours per day during trading hours. 5. Hawthorne Capital Wealth Advisors, LLC., Start Date: 10/07/2022, 12400 Olive Blvd., Ste. 328, St. Louis, MO 63141, LLC, Renting office space and sharing office expenses, Member, Renting office space and sharing office expenses, Not Investment Related, 1 Hour per month, less than 1 Hour per day during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-02-12
• S63 Uniform Securities Agent State Law Examination
  1983-03-23