Elizabeth A Knighton

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Rbc Capital Markets, Llc
  Sarasota, FL

Previous Registrations

• 2009-06-01 → 2015-03-09
  Morgan Stanley
  Sarasota, FL
  Sarasota, FL
• 2007-07-23 → 2009-06-01
  Morgan Stanley & Co. Llc
  Sarasota, FL
• 1995-07-21 → 2007-08-09
  Citigroup Global Markets Inc.
  Sarasota, FL
  Sarasota, FL

Other Businesses

NAME OF ENTITY: Rhumb Line Cottage. ADDRESS OF BUSINESS: 282 Newbury Neck Rd Surry, ME 04684. BUSINESS DESCRIPTIONS: Vacation Home in Maine - Seasonal Rental. BUSINESS IS NOT INVESTMENT RELATED. PROJECTED START DATE: - 06/01/16. PROJECTED END DATE: - No Anticipated End Date. CAPACITY: Owner - Passive. DUTIES PERFORMED: Pay bills for upkeep of property and deposit any rental income checks received. HOURS DEVOTED TO THIS OBA PER MONTH: 02. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: None.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-02-05

Other Names

• Liz Maggie Brown
• Elizabeth Anne Magowan
• Elizabeth Anne Brown