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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-03-02 |
| TX | RA | APPROVED | 2015-02-26 |
Branch Locations
1819 Main Street Suite 1100, Sarasota, FL 34236-5999 • United States
Bradenton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Sarasota | FL | 02/2015 | Present |
NAME OF ENTITY: Rhumb Line Cottage. ADDRESS OF BUSINESS: 282 Newbury Neck Rd Surry, ME 04684. BUSINESS DESCRIPTIONS: Vacation Home in Maine - Seasonal Rental. BUSINESS IS NOT INVESTMENT RELATED. PROJECTED START DATE: - 06/01/16. PROJECTED END DATE: - No Anticipated End Date. CAPACITY: Owner - Passive. DUTIES PERFORMED: Pay bills for upkeep of property and deposit any rental income checks received. HOURS DEVOTED TO THIS OBA PER MONTH: 02. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: None.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-02-05 |
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