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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-18 |
| GA | RA | APPROVED | 2017-03-08 |
Branch Locations
5565 Glenridge Connector Suite 1900, Atlanta, GA 30342 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 02/1984 | 03/2017 |
| Bank Of America, Na | Alpharetta | GA | 11/2009 | 03/2017 |
| Morgan Stanley Smith Barney Llc | Atlanta | GA | 03/2017 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2017 | Present |
Rental Property; Santa Rosa Beach FL; Rental; Sole Proprietor / Owner / Partner; 03/2017; During Business hours: 0, After Business hours: 3
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-07 |
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