Scott Willard Doll

Current Employers

Doll Capital Advisors Incorporated

30448 Rancho Viejo Rd Suite 140, San Juan Capistrano, CA 92675 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-08-02

CA RA
APPROVED

Since 2024-08-02

Branch Locations

30448 Rancho Viejo Rd Suite 140, San Juan Capistrano, CA 92675 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	San Juan Capistrano, Ca	CA	01/1996	08/2026
Doll Capital Advisors Inc	San Juan Capistrano	CA	07/1998	Present

01/1996 → 08/2026

Lpl Financial Llc

San Juan Capistrano, Ca, CA
07/1998 → Present

Doll Capital Advisors Inc

San Juan Capistrano, CA

Previous Registrations

1997-12-31 → 2022-06-30

Lpl Financial Llc

San Juan Capistrano, CA

Other Businesses

1. 06/13/2011: No Business Name - At Reported Business Location(s) - Other-Trails - Time Spent 0% - Receiving trails from outside insurance contracts: Life, Long-Term Care.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-01-06

S63 Uniform Securities Agent State Law Examination

1984-01-06

View on SEC IAPD