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Richard Evans Greulich

Reg Capital Advisors

Southport, NC

CRD 1087963

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Employer firm

Reg Capital Advisors CRD 142625

$1.70M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Reg Capital Advisors

Southport, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-10-30
  • NC RA
    APPROVED
    Since 2023-10-30

Branch Locations

Southport, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reg Capital L.L.C. Southport NC 12/2006 Present
  • 12/2006 → Present
    Reg Capital L.L.C.
    Southport, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-05
S63 Uniform Securities Agent State Law Examination 1986-04-21
  • S65 Uniform Investment Adviser Law Examination
    1995-06-05
  • S63 Uniform Securities Agent State Law Examination
    1986-04-21
Designations
  • Chartered Financial Analyst
Other Names
  • Richard Evans Greulich
  • Richard Evans Greulich

View on SEC IAPD

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